Tag Archives: nscp

NSCP National Society of Compliance Professionals

RECAP: What we heard at NSCP National in Washington, D.C.

Last week, my colleague Fergonn Fernandez and I attended the 30th Annual NSCP National convention in Washington, D.C. It’s an annual gathering of the financial compliance industry organized by the National Society of Compliance Professionals. We talked to a lot of people from a range of companies, from small investment advisors to large multi-national banks.  […]

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NSCP National Society of Compliance Professionals

A quick recap of Monday’s NSCP event in Toronto

I attended the National Society of Compliance Professionals (NSCP) regional conference in Toronto on Monday. (Iceberg is a Gold sponsor of NSCP this year.)  Most of the attendees were from the Canadian financial industry and we heard from some excellent guest speakers and presenters on a variety of topics that are top of mind for compliance […]

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