Tag Archives: compliance

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New GDPR resource page

The European Union General Data Protection Regulation (GDPR) will drive unprecedented changes in the way organizations handle personal data. The regulation takes effect on May 25, 2018. GDPR establishes measures that global organizations must take to protect personal data belonging to residents of the EU. It applies to any organization that handles or processes personal […]

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RECAP: What we heard at NSCP National in Washington, D.C.

Last week, my colleague Fergonn Fernandez and I attended the 30th Annual NSCP National convention in Washington, D.C. It’s an annual gathering of the financial compliance industry organized by the National Society of Compliance Professionals. We talked to a lot of people from a range of companies, from small investment advisors to large multi-national banks.  […]

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NSCP National Society of Compliance Professionals

A quick recap of Monday’s NSCP event in Toronto

I attended the National Society of Compliance Professionals (NSCP) regional conference in Toronto on Monday. (Iceberg is a Gold sponsor of NSCP this year.)  Most of the attendees were from the Canadian financial industry and we heard from some excellent guest speakers and presenters on a variety of topics that are top of mind for compliance […]

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RECOMMENDED READING: Risk management news and notes for August 2

What we’re reading this week from the world of risk management. Norman Marks: Deloitte predicts change for Internal Audit Highlights and analysis of Deloitte’s new Chief Audit Executive survey, “Internal Audit at a Crossroads”. Compliance & Ethics Blog: Jeff Foxworthy, Compliance, and Internal Audit A fun piece on CCO and IA that takes off from Jeff Foxworthy’s redneck […]

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RECOMMENDED READING: Risk management news and notes for July 27

What we’re reading this week from the world of risk management. Risk.net: US life insurer MassMutual makes strides in op risk with corporate culture and IT “The centrepiece of MassMutual’s risk management programme is the ‘MassMutual way’, a philosophy that allows every member of staff to raise potential risk management problems, which can then be fixed. […]

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RECOMMENDED READING: Risk management news and notes for July 5

What we’re reading this week from the world of risk management. CFO.com: Making Cybersecurity a Business Function Poses Challenges “In cyber-security circles, the idea of ‘aligning security with the business’ gets a lot of lip service, but alignment is not a one-way street. There are some very real challenges associated with implanting cyber-risk management as a […]

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