Author Archives: Paul Everest

NSCP National Society of Compliance Professionals

RECAP: What we heard at NSCP National in Washington, D.C.

Last week, my colleague Fergonn Fernandez and I attended the 30th Annual NSCP National convention in Washington, D.C. It’s an annual gathering of the financial compliance industry organized by the National Society of Compliance Professionals. We talked to a lot of people from a range of companies, from small investment advisors to large multi-national banks.  […]

Read More